INVESTOR TERMS DIRECTORY A | B | C | D | E | F | G | H | I | J | K | L | M N | O | P | Q | R | S | T | U | V | W | X | Y | Z De minimus transactions A small amount of transactions allowed in a state for a registered rep who is not registered in that state. Applies when an existing customer of a firm moves to another state or stays in another state for less than 30 days. Subject to restrictions. [back to top] Contact Us Immediately For a Second Opinion or Free Initial Consultation Legal & Compliance, LLC330 Clematis Street, Ste. 217West Palm Beach, FL 33401 Laura Anthony, Founding Partnere-mail: MyWebLawyer@aol.com800-341-2684 fax: 561-514-0936 © 2003 Investorterms.com
